Audience
Investment advisers and broker-dealers in need of a solution to ensure compliance while keeping up with regulations
About NRS ComplianceGuardian
If you’re regulated by the SEC and or FINRA, compliance keeps your doors open while the burden of being in compliance drags at the bottom line. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was developed under the guidance of, and is continually maintained by, our deeply experienced compliance professionals. With direct experience in the private sector and regulatory bodies they bridge the divide between your business needs and regulatory requirements and help firms like yours remain in compliance while minimizing undue burden on business processes. These same experts are available to support you, so you never have to work completely on your own, unnless you want to. Firms of all sizes choose ComplianceGuardian™ to cover their compliance fundamentals.
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Integrations
Company Information
National Regulatory Services
Founded: 1984
United States
nrs-inc.com
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Product Details
Platforms Supported
Cloud
Training
Documentation
Live Online
Support
Phone Support
Online
NRS ComplianceGuardian Frequently Asked Questions
NRS ComplianceGuardian Product Features
Compliance
Archiving & Retention
Compliance Tracking
Risk Management
Workflow / Process Automation
Artificial Intelligence (AI)
Audit Management
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
